Pinney Alesia Lee's Form 4 filing
Avalara, Inc. (AVLR) · filed Aug 9, 2021
- Accession no.
- 0001209191-21-050430
- Filed
- Aug 9, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $286.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinney Alesia LeeCIK 0001235461 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +931 | $16.60 | +$15,454.6 | 40,523 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +463 | $39.76 | +$18,408.88 | 40,986 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +242 | $67.27 | +$16,279.34 | 41,228 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −1,636 | $175.05 | −$286,381.8 | 39,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −931 | $0.00 | $0 | 8,386 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −463 | $0.00 | $0 | 9,723 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −242 | $0.00 | $0 | 7,515 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Executive Vice President, Chief Legal Officer, and Secretary