Smith Gary B's Form 4 filing
Commvault Systems Inc (CVLT) · filed Aug 9, 2021
- Accession no.
- 0001209191-21-050423
- Filed
- Aug 9, 2021
- Trade date
- Aug 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.41M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Gary BCIK 0001032553 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $41.55 | +$311,625 | 56,707 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +6,000 | $53.41 | +$320,460 | 62,707 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $46.70 | +$233,500 | 67,707 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −18,500 | $76.26F1 | −$1,410,810 | 49,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $41.55 | −$311,625 | 0 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −6,000 | $53.41 | −$320,460 | 0 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $46.70 | −$233,500 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 and $76.45, inclusive.
Referenced by the price of 1 transaction in Table I.