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Hertzman Brian S.'s Form 4 filing

American Financial Group Inc (AFG) · filed Aug 9, 2021

Accession no.
0001209191-21-050411
Filed
Aug 9, 2021
Trade date
Aug 9, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $413.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hertzman Brian S.CIK 0001816887Officer (Sr. VP, CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 9, 2021Common StockMOption exerciseAcquired+1,981$50.81+$100,654.618,976Direct
Aug 9, 2021Common StockSSaleDisposed−1,981$133.08−$263,631.486,995Direct
Aug 9, 2021Common StockMOption exerciseAcquired+1,126$56.85+$64,013.18,121Direct
Aug 9, 2021Common StockSSaleDisposed−1,126$133.08−$149,848.086,995Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 9, 2021Common StockMOption exerciseDisposed−1,981$0.00$00Direct
Aug 9, 2021Common StockMOption exerciseDisposed−1,126$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)