Anderson James L's Form 4 filing
American States Water Co (AWR) · filed Aug 5, 2021
- Accession no.
- 0001209191-21-050062
- Filed
- Aug 5, 2021
- Trade date
- Aug 4, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $580.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson James LCIK 0001130221 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Shares | SSaleDisposed | −1,500 | $89.36 | −$134,040 | 33,482.77 | Direct | |
| Aug 4, 2021 | Common Shares | SSaleDisposed | −3,400 | $89.24 | −$303,416 | 30,082.77 | Direct | |
| Aug 4, 2021 | Common Shares | SSaleDisposed | −498 | $89.29 | −$44,466.42 | 29,584.77 | Direct | |
| Aug 4, 2021 | Common Shares | SSaleDisposed | −800 | $89.30 | −$71,440 | 28,784.77 | Direct | |
| Aug 4, 2021 | Common Shares | SSaleDisposed | −302 | $89.31 | −$26,971.62 | 28,482.77 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.