Pendleton Todd's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Aug 5, 2021
- Accession no.
- 0001209191-21-050042
- Filed
- Aug 5, 2021
- Trade date
- Aug 3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pendleton ToddCIK 0001746636 | Officer (SVP, Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | SSaleDisposed | −2,746 | $100.10 | −$274,874.6 | 28,581 | Direct | |
| Aug 3, 2021 | Class A Common Stock | MOption exerciseAcquired | +7,368 | $62.43 | +$459,984.24 | 35,949 | Direct | |
| Aug 3, 2021 | Class A Common Stock | SSaleDisposed | −7,368 | $100.01 | −$736,873.68 | 28,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −7,368 | $0.00 | $0 | 36,903 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.