Chew Lewis's Form 4 filing
Dolby Laboratories, Inc. (DLB) · filed Aug 5, 2021
- Accession no.
- 0001209191-21-050041
- Filed
- Aug 5, 2021
- Trade date
- Aug 3-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.92M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chew LewisCIK 0001224994 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $42.98 | +$859,600 | 125,598 | Direct | |
| Aug 3, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $99.54F2 | −$1,990,800 | 105,598 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,000 | $42.98 | +$429,800 | 115,598 | Direct | |
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −10,000 | $97.99F3 | −$979,900 | 105,598 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $33.15 | +$663,000 | 125,598 | Direct | |
| Aug 4, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $97.29F4 | −$1,945,800 | 105,598 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 10,000 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Aug 4, 2021 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 45,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $99.23 to $99.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $97.62 to $98.95, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple transactions at prices ranging from $96.96 to $97.62, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.