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Crockett Todd's Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Aug 5, 2021

Accession no.
0001209191-21-049935
Filed
Aug 5, 2021
Trade date
Aug 3, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $204.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crockett ToddCIK 0001356054Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2021Class A Common StockCConversionAcquired+1,858,478–F1–1,858,478IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+47,977–F1–47,977IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+320,959–F1–320,959IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+69,024–F1–69,024IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+2,292–F1–2,292IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+121,534–F1–121,534IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+109,038–F1–109,038IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+9,168–F10–9,168IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+486,138–F10–486,138IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionAcquired+436,149–F10–436,149IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−1,858,478$59.09F15−$109,817,465.020IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−47,977$59.09F15−$2,834,960.930IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−320,959$59.09F15−$18,965,467.310IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−69,024$59.09F15−$4,078,628.160IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−2,292$59.09F15−$135,434.280IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−121,534$59.09F15−$7,181,444.060IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−109,038$59.09F15−$6,443,055.420IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−9,168$59.09F15−$541,737.120IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−486,138$59.09F15−$28,725,894.420IndirectDuplicate filing
Aug 3, 2021Class A Common StockSSaleDisposed−436,149$59.09F15−$25,772,044.410IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 3, 2021Class A Common StockCConversionDisposed−1,858,478$0.00$046,032,000IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−47,977$0.00$01,188,333IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−320,959$0.00$07,949,684IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−69,024$0.00$01,709,608IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−2,292$0.00$057,952IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−121,534$0.00$03,072,586IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−109,038$0.00$02,758,590IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−9,168$0.00$0227,063IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−486,138$0.00$012,040,998IndirectDuplicate filing
Aug 3, 2021Class A Common StockCConversionDisposed−436,149$0.00$010,802,833IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $55.94 to $63.64. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)