Lilly Endowment Inc's Form 4 filing
Eli Lilly & Co (LLY) · filed Aug 5, 2021
- Accession no.
- 0001209191-21-049909
- Filed
- Aug 5, 2021
- Trade date
- Aug 4, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $3.57M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lilly Endowment IncCIK 0000316011 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | SSaleDisposed | −369 | $260.19F1 | −$96,010.11 | 108,525,189 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −352 | $261.59F2 | −$92,079.68 | 108,524,837 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −1,214 | $262.74F3 | −$318,966.36 | 108,523,623 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −2,210 | $263.48F4 | −$582,290.8 | 108,521,413 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −2,410 | $264.53F5 | −$637,517.3 | 108,519,003 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −2,430 | $265.52F6 | −$645,213.6 | 108,516,573 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −2,409 | $266.70F7 | −$642,480.3 | 108,514,164 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −1,085 | $267.76F8 | −$290,519.6 | 108,513,079 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −679 | $268.54F9 | −$182,338.66 | 108,512,400 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −300 | $269.87F10 | −$80,961 | 108,512,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.7119 to $260.59, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), and (10) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.0537 to $261.8898, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.06 to $263.05, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.06 to $264.0296, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.0783 to $265.0472, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.0931 to $266.0919, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.147 to $267.1199, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.1545 to $268.1217, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.1603 to $269.0285, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.2683 to $270.25, inclusive.
Referenced by the price of 1 transaction in Table I.