Smith Christopher M's Form 4 filing
Ortho Clinical Diagnostics Holdings plc (OCDX) · filed Aug 4, 2021
- Accession no.
- 0001209191-21-049757
- Filed
- Aug 4, 2021
- Trade date
- Aug 2-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $5.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Christopher MCIK 0001436707 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Ordinary Shares, $0.00001 par value | SSaleDisposed | −103,213 | $22.10F2,F3 | −$2,281,007.3 | 534,147 | Direct | |
| Aug 3, 2021 | Ordinary Shares, $0.00001 par value | SSaleDisposed | −104,987 | $21.55F2,F4 | −$2,262,469.85 | 429,160 | Direct | |
| Aug 4, 2021 | Ordinary Shares, $0.00001 par value | SSaleDisposed | −61,800 | $21.79F2,F5 | −$1,346,622 | 367,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Reporting Person undertakes to provide, upon request by the Securities Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Referenced by the price of 3 transactions in Table I.
- F3
Represents the weighted average sales price for the price increments from $21.90 to $22.51.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the price increments from $21.00 to $21.90.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the price increments from $21.57 to $21.92.
Referenced by the price of 1 transaction in Table I.