Hindson Benjamin J.'s Form 4 filing
10x Genomics, Inc. (TXG) · filed Aug 4, 2021
- Accession no.
- 0001209191-21-049643
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hindson Benjamin J.CIK 0001786391 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,114 | $1.20 | +$13,336.8 | 58,568 | Direct | |
| Aug 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +30,552 | $5.04 | +$153,982.08 | 89,120 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −5,903 | $178.25F2 | −$1,052,209.75 | 83,217 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −8,050 | $179.08F3 | −$1,441,594 | 75,167 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −10,713 | $180.13F4 | −$1,929,732.69 | 64,454 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −8,800 | $181.13F5 | −$1,593,944 | 55,654 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −5,200 | $181.98F6 | −$946,296 | 50,454 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −1,800 | $183.02F7 | −$329,436 | 48,654 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −800 | $184.02F8 | −$147,216 | 47,854 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −400 | $184.95F9 | −$73,980 | 47,454 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,114 | $0.00 | $0 | 59,968 | Direct | |
| Aug 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −30,552 | $0.00 | $0 | 144,448 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $177.63 to $178.62. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $178.63 to $179.62. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $179.63 to $180.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $180.63 to $181.625. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $181.63 to $182.62. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $182.63 to $183.485. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $183.66 to $184.595. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $184.84 to $184.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Scientific Officer and President