Bauerlein Alison's Form 4 filing
Inogen IncINGN · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049484
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $771.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bauerlein AlisonCIK 0001596080 | Officer (EVP, Finance, & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +8,235 | $38.54 | +$317,376.9 | 12,014 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −8,235 | $80.01F2 | −$658,882.35 | 3,779 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +1,397 | $38.54 | +$53,840.38 | 5,176 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,397 | $80.33F3 | −$112,221.01 | 3,779 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −8,235 | $0.00 | $0 | 30,292 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −1,397 | $0.00 | $0 | 28,895 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 8,235 shares sold in the price range of $80.00 to $80.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 1,397 shares sold in the price range of $80.12 to $80.68 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.