Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049454
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.81M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +36,354 | $17.41 | +$632,923.14 | 1,169,662 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −36,354 | $62.52F1 | −$2,272,852.08 | 1,133,308 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +72,000 | $23.00 | +$1,656,000 | 1,205,308 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −72,000 | $63.01F2 | −$4,536,720 | 1,133,308 | Direct | |
| Aug 2, 2021 | Common Stock | JOtherDisposed | −157,899 | $51.78 | −$8,176,010.22 | 975,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +36,354 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +72,000 | $0.00 | $0 | 350,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $62.35 to $62.84 per share on July 30, 2021. The $62.5238 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $62.48 to $63.23 per share on July 30, 2021. The $63.0055 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.