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Dossett Jeffrey's Form 4 filing

Impinj Inc (PI) · filed Aug 3, 2021

Accession no.
0001209191-21-049354
Filed
Aug 3, 2021
Trade date
Jul 30, 2020-Aug 2, 2021
Filing delay
369 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $93.7K. It was filed 369 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dossett JeffreyCIK 0001578147Officer (Chief Revenue Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2021Common StockMOption exerciseAcquired+1,500$17.33+$25,99538,515Direct
Jul 30, 2021Common StockSSaleDisposed−1,500$43.60−$65,40037,015Direct
Jul 31, 2021Common StockMOption exerciseAcquired+1,563$0.00$038,578Direct
Aug 2, 2021Common StockSSaleDisposed−606$46.73F3−$28,318.3837,972Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 30, 2020Common StockMOption exerciseDisposed−1,500$0.00$056,259Direct
Jul 31, 2021Common StockMOption exerciseDisposed−1,563$0.00$012,501Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $46.705 to $46.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)