Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049263
- Filed
- Aug 3, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 33 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $169.2K. It was filed 33 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001209191-21-049594 (Aug 4, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | SSaleDisposed | −447 | $378.57 | −$169,220.79 | 54,363 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.