Rogers Scot Frazier's Form 4 filing
F5, Inc. (FFIV) · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049256
- Filed
- Aug 3, 2021
- Trade date
- Aug 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $252.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Scot FrazierCIK 0001588334 | Officer (EVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2021 | Common Stock | MOption exerciseAcquired | +2,409 | $0.00 | $0 | 16,357 | Direct | |
| Aug 1, 2021 | Common Stock | FTax withholdingDisposed | −946 | $206.51 | −$195,358.46 | 15,411 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,229 | $205.40F2 | −$252,436.6 | 14,182 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2021 | Common Stock | MOption exerciseDisposed | −544 | $0.00 | $0 | 545 | Direct | |
| Aug 1, 2021 | Common Stock | MOption exerciseDisposed | −762 | $0.00 | $0 | 6,859 | Direct | |
| Aug 1, 2021 | Common Stock | MOption exerciseDisposed | −419 | $0.00 | $0 | 419 | Direct | |
| Aug 1, 2021 | Common Stock | MOption exerciseDisposed | −684 | $0.00 | $0 | 3,423 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.