Lo Patrick CS's Form 4 filing
Netgear, Inc. (NTGR) · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049218
- Filed
- Aug 3, 2021
- Trade date
- Jul 31-Aug 2, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $890.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lo Patrick CSCIK 0001257008 | Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2021 | Common Stock | FTax withholdingDisposed | −7,438 | $34.25 | −$254,751.5 | 107,227 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +9,519 | $23.48 | +$223,506.12 | 116,746 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +8,278 | $18.58 | +$153,805.24 | 125,024 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +8,278 | $19.32 | +$159,930.96 | 133,302 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −26,075 | $34.16F4 | −$890,722 | 107,227 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −8,278 | $0.00 | $0 | 33,776 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −8,278 | $0.00 | $0 | 33,776 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −9,519 | $0.00 | $0 | 38,843 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.