Snyder Barry S's Form 4 filing
Axalta Coating Systems Ltd. (AXTA) · filed Aug 2, 2021
- Accession no.
- 0001209191-21-049145
- Filed
- Aug 2, 2021
- Trade date
- Jul 29-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Snyder Barry SCIK 0001448478 | Officer (SVP,Chief Ops & Sup Chain Offc) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Shares | MOption exerciseAcquired | +1,144 | – | – | 48,880 | Direct | |
| Jul 29, 2021 | Common Shares | FTax withholdingDisposed | −279 | $30.13 | −$8,406.27 | 48,601 | Direct | |
| Jul 30, 2021 | Common Shares | SSaleDisposed | −865 | $30.14 | −$26,071.1 | 47,736 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Shares | MOption exerciseDisposed | −1,145 | $0.00 | $0 | 1,145 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.