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Viniar David A's Form 4 filing

Goldman Sachs Group Inc (GS) · filed Aug 2, 2021

Accession no.
0001209191-21-049067
Filed
Aug 2, 2021
Trade date
Jul 30, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.90M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Viniar David ACIK 0001090352Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 30, 2021Common Stock, par value $0.01 per shareSSaleDisposed−3,164$375.45F1−$1,187,923.881,593Indirect
Jul 30, 2021Common Stock, par value $0.01 per shareSSaleDisposed−1,900$376.19F3−$714,76179,693Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects a weighted average sale price of $375.45 per share, at prices ranging from $375.00 to $375.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects a weighted average sale price of $376.19 per share, at prices ranging from $376.02 to $376.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)