Srinivasan Krishna's Form 4 filing
CS Disco, Inc. (LAW) · filed Jul 27, 2021
- Accession no.
- 0001209191-21-048362
- Filed
- Jul 27, 2021
- Trade date
- Jul 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 8 derivative transactions. Open-market purchases total $41.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Srinivasan KrishnaCIK 0001439921 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | CConversionAcquired | +4,756,690 | –F1 | – | 5,709,409 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +2,000,000 | –F1 | – | 2,000,000 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +655,412 | –F1 | – | 655,412 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +896,816 | –F1 | – | 896,816 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionAcquired | +201,931 | –F1 | – | 201,931 | Indirect | |
| Jul 23, 2021 | Common Stock | PPurchaseAcquired | +750 | $32.00 | +$24,000 | 700 | Indirect | |
| Jul 23, 2021 | Common Stock | PPurchaseAcquired | +548 | $32.00 | +$17,536 | 548 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | CConversionDisposed | −2,000,000 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −2,000,000 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −1,121,212 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −1,132,334 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −503,144 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −655,412 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −896,816 | $0.00 | $0 | 0 | Indirect | |
| Jul 23, 2021 | Common Stock | CConversionDisposed | −201,931 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
Referenced by the price of 5 transactions in Table I.