Damore Richard A's Form 4 filing
Couchbase, Inc. (BASE) · filed Jul 26, 2021
- Accession no.
- 0001209191-21-048264
- Filed
- Jul 26, 2021, 9:36 PM ET
- Trade date
- Jul 26, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 14 derivative transactions. Open-market purchases total $3.25M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Damore Richard ACIK 0001206641 | 10% Owner |
| North Bridge Venture Partners VI L PCIK 0001327539 | 10% Owner |
| NBVM GP, LLCCIK 0001401650 | 10% Owner |
| North Bridge Venture Management VI, L.P.CIK 0001590898 | 10% Owner |
| North Bridge Venture Management 7, L.P.CIK 0001853157 | 10% Owner |
| North Bridge Venture Partners 7, L.P.CIK 0001853158 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | CConversionAcquired | +2,402,147 | – | – | 2,594,381 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionAcquired | +1,864,081 | – | – | 1,946,459 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +94,791 | $24.00 | +$2,274,984 | 2,689,172 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +40,625 | $24.00 | +$975,000 | 1,987,084 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | CConversionDisposed | −643,708 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −643,708 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −498,927 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −498,927 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −317,901 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −317,901 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −201,031 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −86,156 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −98,962 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −42,411 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −131,840 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −56,502 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −509,778 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −218,476 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.