Anderson Edward T's Form 4 filing
Couchbase, Inc. (BASE) · filed Jul 26, 2021
- Accession no.
- 0001209191-21-048262
- Filed
- Jul 26, 2021
- Trade date
- Jul 26, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 14 derivative transactions. Open-market purchases total $4.00M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Edward TCIK 0001218581 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | CConversionAcquired | +2,402,147 | –F1 | – | 2,594,381 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionAcquired | +1,864,081 | –F1 | – | 1,946,459 | Indirect | |
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +94,791 | $24.00 | +$2,274,984 | 2,689,172 | Indirect | |
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +40,625 | $24.00 | +$975,000 | 1,987,084 | Indirect | |
| Jul 26, 2021 | Common Stock | PPurchaseAcquired | +31,250 | $24.00 | +$750,000 | 31,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | CConversionDisposed | −643,708 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −643,708 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −498,927 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −498,927 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −317,901 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −317,901 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −201,031 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −86,156 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −98,962 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −42,411 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −131,840 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −56,502 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −509,778 | $0.00 | $0 | 0 | Indirect | |
| Jul 26, 2021 | Common Stock | CConversionDisposed | −218,476 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock automatically converted into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. Each share of Series E Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. Each share of Series G Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1.06673317089756-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration. The Preferred Stock had no expiration date.
Referenced by the price of 2 transactions in Table I.