Wilton Reassurance Co's Form 4 filing
Oxford Lane Capital Corp. (OXLC) · filed Jul 23, 2021
- Accession no.
- 0001209191-21-047900
- Filed
- Jul 23, 2021, 10:06 AM ET
- Trade date
- Jul 9-14, 2021
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $11.6M. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilton Reassurance CoCIK 0001854509 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2021 | 6.75% Notes due 2031, $25.00 denominations | SSaleDisposed | −2,400 | $26.20 | −$62,880 | – | Direct | |
| Jul 13, 2021 | 6.75% Notes due 2031, $25.00 denominations | SSaleDisposed | −431,225 | $26.20 | −$11,298,095 | – | Direct | |
| Jul 14, 2021 | 6.75% Notes due 2031, $25.00 denominations | SSaleDisposed | −9,675 | $26.30 | −$254,452.5 | – | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.