Chess Robert's Form 4 filing
Nektar Therapeutics (NKTR) · filed Jul 22, 2021
- Accession no.
- 0001209191-21-047868
- Filed
- Jul 22, 2021
- Trade date
- Jul 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $96.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chess RobertCIK 0001227886 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseAcquired | +2,106 | $13.80 | +$29,062.8 | 282,679 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −2,106 | $16.80 | −$35,380.8 | 280,573 | Direct | |
| Jul 21, 2021 | Common Stock | MOption exerciseAcquired | +3,524 | $13.80 | +$48,631.2 | 284,097 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −3,524 | $16.81 | −$59,238.44 | 280,573 | Direct | |
| Jul 22, 2021 | Common Stock | MOption exerciseAcquired | +91 | $13.80 | +$1,255.8 | 280,664 | Direct | |
| Jul 22, 2021 | Common Stock | SSaleDisposed | −91 | $16.80 | −$1,528.8 | 280,573 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseDisposed | −2,106 | $0.00 | $0 | 21,894 | Direct | |
| Jul 21, 2021 | Common Stock | MOption exerciseDisposed | −3,524 | $0.00 | $0 | 18,370 | Direct | |
| Jul 22, 2021 | Common Stock | MOption exerciseDisposed | −91 | $0.00 | $0 | 18,279 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.