Sayar Ramin's Form 4 filing
Sumo Logic, Inc. (SUMO) · filed Jul 21, 2021
- Accession no.
- 0001209191-21-047643
- Filed
- Jul 21, 2021
- Trade date
- Jul 19-20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sayar RaminCIK 0001822614 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | SSaleDisposed | −1,200 | $19.57F2 | −$23,484 | 697,224 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −2,600 | $20.39F3 | −$53,014 | 694,624 | Direct | |
| Jul 19, 2021 | Common Stock | MOption exerciseAcquired | +34,500 | $1.15 | +$39,675 | 37,162 | Indirect | |
| Jul 19, 2021 | Common Stock | SSaleDisposed | −34,500 | $19.57F2 | −$675,165 | 2,662 | Indirect | |
| Jul 20, 2021 | Common Stock | MOption exerciseAcquired | +62,000 | $1.15 | +$71,300 | 64,662 | Indirect | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −62,000 | $20.39F3 | −$1,264,180 | 2,662 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | MOption exerciseDisposed | −34,500 | $0.00 | $0 | 2,776,298 | Direct | |
| Jul 20, 2021 | Common Stock | MOption exerciseDisposed | −62,000 | $0.00 | $0 | 2,714,298 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This sale price represents the weighted average sale price of the shares sold ranging from $18.96 to $19.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 2 transactions in Table I.
- F3
This sale price represents the weighted average sale price of the shares sold ranging from $19.86 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 2 transactions in Table I.