Van Biert Eugene Jr.'s Form 4/A amendment
AmendedDuck Creek Technologies, Inc.DCT · filed Jul 19, 2021
- Accession no.
- 0001209191-21-047264
- Filed
- Jul 19, 2021
- Trade date
- Mar 16, 2021
- Filing delay
- 125 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 18, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $624.4K. It was filed 125 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Biert Eugene Jr.CIK 0001821103 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −6,522 | $45.03F2 | −$293,685.66 | 314,708 | Direct | |
| Mar 16, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,766 | $45.69F3 | −$126,378.54 | 311,942 | Direct | |
| Mar 16, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,362 | $46.85F4 | −$204,359.7 | 307,580 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction was effected pursuant to a Rule 10b5-1 plan adopted on 1/11/2021.
- F2
The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $44.35 to $45.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $45.35 to $46.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $46.43 to $47.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is being filed to correct the balance of shares held by the reporting person. Due to an administrative error, the balance of shares held by the reporting person was incorrectly reported in a Form 4 filed on March 18, 2021, as 261,070 shares following a sale of 6,522 shares on March 16, 2021; the correct balance is 314,708 shares following the sale of 6,522 shares on March 16, 2021. This initial error caused the balance of shares held by the reporting person to be incorrectly reported following subsequent sales on (i) March 16, 2021, reported in a Form 4 filed on March 18, 2021; (ii) April 16, 2021, reported in a Form 4 filed on April 21, 2021; (iii) May 17, 2021, reported in a Form 4 filed on May 18, 2021; and (iv) June 16, 2021, reported in a Form 4 filed on June 17, 2021. This amendment corrects the balance of shares held by the reporting person following each of those sales.