Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Jul 19, 2021
- Accession no.
- 0001209191-21-047263
- Filed
- Jul 19, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.01M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +550 | $27.00 | +$14,850 | 3,361 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +870 | $27.60 | +$24,012 | 4,231 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +1,105 | $46.00 | +$50,830 | 5,336 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +3,129 | $5.95 | +$18,617.55 | 8,465 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −730 | $177.62 | −$129,662.6 | 7,735 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,318 | $178.19 | −$413,044.42 | 5,417 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −796 | $179.29 | −$142,714.84 | 4,621 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −550 | $180.57 | −$99,313.5 | 4,071 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −560 | $181.45 | −$101,612 | 3,511 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −300 | $182.38 | −$54,714 | 3,211 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −399 | $183.81 | −$73,340.19 | 2,812 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −1 | $184.27 | −$184.27 | 2,811 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +4,823 | $5.95 | +$28,696.85 | 7,634 | Direct | |
| Jul 15, 2021 | Common Stock | DReturned to the companyDisposed | −161 | $179.14 | −$28,841.54 | 7,473 | Direct | |
| Jul 15, 2021 | Common Stock | FTax withholdingDisposed | −2,253 | $179.14 | −$403,602.42 | 5,220 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −550 | $0.00 | $0 | 0 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −870 | $0.00 | $0 | 3,131 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −1,105 | $0.00 | $0 | 11,914 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −3,129 | $0.00 | $0 | 56,251 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −4,823 | $0.00 | $0 | 37,182 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.