Lee Brian J's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Jul 16, 2021
- Accession no.
- 0001209191-21-046933
- Filed
- Jul 16, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.35M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Brian JCIK 0001698554 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,574 | $376.34F1 | −$1,721,379.16 | 14,802 | Indirect | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,136 | $377.39F3 | −$428,715.04 | 13,666 | Indirect | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −530 | $378.12F4 | −$200,403.6 | 13,136 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $376.34 per share, at prices ranging from $375.94 to $376.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $377.39 per share, at prices ranging from $376.94 to $377.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $378.12 per share, at prices ranging from $377.94 to $378.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.