Solomon David M's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Jul 16, 2021
- Accession no.
- 0001209191-21-046931
- Filed
- Jul 16, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $5.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Solomon David MCIK 0001693709 | Director, Officer (Chairman of the Board and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,921 | $375.78F1 | −$1,849,213.38 | 121,317 | Direct | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,063 | $376.76F2 | −$1,154,015.88 | 118,254 | Direct | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,016 | $377.49F3 | −$761,019.84 | 116,238 | Direct | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,805 | $375.78F4 | −$678,282.9 | 17,794 | Indirect | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,159 | $376.75F6 | −$436,653.25 | 16,635 | Indirect | |
| Jul 14, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −736 | $377.49F7 | −$277,832.64 | 15,899 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $376.76 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $376.75 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.