Toussaint Claudia S's Form 4 filing
Xylem Inc. (XYL) · filed Jul 16, 2021
- Accession no.
- 0001209191-21-046897
- Filed
- Jul 16, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $715.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Toussaint Claudia SCIK 0001421560 | Officer (SVP,CSO,Gen Counsel & Corp Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +5,956 | $48.33 | +$287,853.48 | 59,065 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −5,956 | $120.12F2 | −$715,434.72 | 53,109 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common | MOption exerciseDisposed | −5,956 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 2,407 Shares were executed at a range of prices from $118.92 to $119.91. 2,849 Shares were executed at a range of prices from $119.94 to $120.93. 700 Shares were executed at a range of prices from $120.94 to $121.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.