Skip to main content
Livermore
Livermore
ZHEN

Ta Associates, L.P.'s Form 4 filing

ZoomInfo Technologies Inc. (GTM) · filed Jul 16, 2021

Accession no.
0001209191-21-046845
Filed
Jul 16, 2021, 8:16 AM ET
Trade date
Jul 13, 2021
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $13.8M. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ta Associates, L.P.CIK 0001034569Director, 10% Owner
TA Atlantic & Pacific VII-A L.P.CIK 0001548681Director, 10% Owner
Ta Investors IV, L.P.CIK 0001578035Director, 10% Owner
Ta XI Do Aiv, L.P.CIK 0001609536Director, 10% Owner
TA XI DO Feeder, L.P.CIK 0001609539Director, 10% Owner
Ta SDF III Do Aiv, L.P.CIK 0001609553Director, 10% Owner
TA SDF III DO Feeder, L.P.CIK 0001609557Director, 10% Owner
TA AP VII-B DO Subsidiary Partnership, L.P.CIK 0001812579Director, 10% Owner
Ta SDF III Do Aiv II, L.P.CIK 0001812605Director, 10% Owner
Ta XI Do Aiv II, L.P.CIK 0001812606Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 13, 2021Class A Common StockCConversionAcquired+136,877–F1–136,877IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+3,534–F1–3,534IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+23,639–F1–23,639IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+5,084–F1–5,084IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+169–F1–169IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+8,951–F1–8,951IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+8,031–F1–8,031IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+694–F10–694IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+35,804–F10–35,804IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionAcquired+32,123–F10–32,123IndirectDuplicate filing
Jul 13, 2021Class A Common StockSSaleDisposed−136,877$54.05F15−$7,398,680.920Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−3,534$54.05F15−$191,025.070Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−23,639$54.05F15−$1,277,770.690Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−5,084$54.05F15−$274,807.990Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−169$54.05F15−$9,135.040Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−8,951$54.05F15−$483,832.880Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−8,031$54.05F15−$434,103.660Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−694$54.05F15−$37,513.130Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−35,804$54.05F15−$1,935,331.510Indirect
Jul 13, 2021Class A Common StockSSaleDisposed−32,123$54.05F15−$1,736,360.580Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 13, 2021Class A Common StockCConversionDisposed−136,877$0.00$048,981,753IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−3,534$0.00$01,264,480IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−23,639$0.00$08,459,102IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−5,084$0.00$01,819,158IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−169$0.00$061,587IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−8,951$0.00$03,265,482IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−8,031$0.00$02,931,650IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−694$0.00$0241,822IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−35,804$0.00$012,812,590IndirectDuplicate filing
Jul 13, 2021Class A Common StockCConversionDisposed−32,123$0.00$011,495,081IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.

Referenced by the price of 7 transactions in Table I.

F10

Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.

Referenced by the price of 3 transactions in Table I.

F15

Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $53.85 to $54.40. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.

Referenced by the price of 10 transactions in Table I.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Atlantic & Pacific VII-B has filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)