Gilmore Geoffrey G's Form 4 filing
Worthington Enterprises, Inc. (WOR) · filed Jul 14, 2021
- Accession no.
- 0001209191-21-046647
- Filed
- Jul 14, 2021
- Trade date
- Jul 13, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $579.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilmore Geoffrey GCIK 0001554715 | Officer (EVP & Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Common Shares | MOption exerciseAcquired | +3,333 | $38.91 | +$129,687.03 | 188,514 | Direct | |
| Jul 13, 2021 | Common Shares | MOption exerciseAcquired | +2,133 | $42.91 | +$91,527.03 | 190,647 | Direct | |
| Jul 13, 2021 | Common Shares | SSaleDisposed | −5,466 | $60.99F1 | −$333,371.34 | 185,181 | Direct | |
| Jul 13, 2021 | Common Shares | SSaleDisposed | −4,031 | $61.00F1 | −$245,891 | 181,150 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Common Shares | MOption exerciseDisposed | −3,333 | $0.00 | $0 | 3,333 | Direct | |
| Jul 13, 2021 | Common Shares | MOption exerciseDisposed | −2,133 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
Referenced by the price of 2 transactions in Table I.