Bennett Oliver Christian's Form 4 filing
Project Sage Oldco, Inc. (SIEN) · filed Jul 12, 2021
- Accession no.
- 0001209191-21-046374
- Filed
- Jul 12, 2021
- Trade date
- Mar 16-Jul 6, 2021
- Filing delay
- 118 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $50.3K. It was filed 118 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bennett Oliver ChristianCIK 0001810524 | Officer (GC & Chief Compliance Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2021 | Common Stock | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 80,005 | Direct | |
| Mar 16, 2021 | Common Stock | SSaleDisposed | −3,297 | $7.49F2 | −$24,694.53 | 76,708 | Direct | |
| Apr 6, 2021 | Common Stock | SSaleDisposed | −3,567 | $7.17F4 | −$25,575.39 | 73,141 | Direct | |
| May 6, 2021 | Common Stock | FTax withholdingDisposed | −4,518 | $6.98 | −$31,535.64 | 68,623 | Direct | |
| May 14, 2021 | Common Stock | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 78,623 | Direct | |
| May 14, 2021 | Common Stock | FTax withholdingDisposed | −3,615 | $6.82 | −$24,654.3 | 75,008 | Direct | |
| Jun 4, 2021 | Common Stock | FTax withholdingDisposed | −1,807 | $7.06 | −$12,757.42 | 73,201 | Direct | |
| Jun 11, 2021 | Common Stock | AGrant or awardAcquired | +7,066 | $0.00 | $0 | 80,267 | Direct | |
| Jun 11, 2021 | Common Stock | FTax withholdingDisposed | −2,554 | $7.54 | −$19,257.16 | 77,713 | Direct | |
| Jul 6, 2021 | Common Stock | FTax withholdingDisposed | −3,615 | $7.89 | −$28,522.35 | 74,098 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.09 to $7.195, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.