Horowitz Benjamin A's Form 4 filing
Okta, Inc. (OKTA) · filed Jul 8, 2021
- Accession no.
- 0001209191-21-045999
- Filed
- Jul 8, 2021
- Trade date
- Jul 6-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $39.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horowitz Benjamin ACIK 0001166586 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −2,700 | $243.88F2 | −$658,476 | 793,869 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −5,444 | $245.46F4 | −$1,336,284.24 | 788,425 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −11,165 | $246.28F5 | −$2,749,716.2 | 777,260 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −32,935 | $247.08F6 | −$8,137,579.8 | 744,325 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −5,707 | $248.14F7 | −$1,416,134.98 | 738,618 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −3,000 | $249.23F8 | −$747,690 | 735,618 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −3,949 | $250.54F9 | −$989,382.46 | 731,669 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −11,200 | $251.41F10 | −$2,815,792 | 720,469 | Indirect | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −3,900 | $252.29F11 | −$983,931 | 716,569 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −14,872 | $248.93F12 | −$3,702,086.96 | 701,697 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −41,087 | $249.60F13 | −$10,255,315.2 | 660,610 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −11,724 | $250.53F14 | −$2,937,213.72 | 648,886 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −9,117 | $251.63F15 | −$2,294,110.71 | 639,769 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −2,600 | $252.80F16 | −$657,280 | 637,169 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −200 | $253.50 | −$50,700 | 636,969 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.64 to $244.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.75 to $245.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.75 to $246.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.75 to $247.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.75 to $248.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.77 to $249.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.91 to $250.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.945 to $251.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.94 to $252.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.19 to $249.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.195 to $250.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.19 to $251.175 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.19 to $252.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.31 to $253.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.