Saxonov Serge's Form 4 filing
10x Genomics, Inc. (TXG) · filed Jul 8, 2021
- Accession no.
- 0001209191-21-045995
- Filed
- Jul 8, 2021
- Trade date
- Jul 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saxonov SergeCIK 0001786720 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,208 | $5.04 | +$26,248.32 | 909,276 | Direct | |
| Jul 6, 2021 | Class A Common Stock | MOption exerciseAcquired | +9,792 | $11.48 | +$112,412.16 | 919,068 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −900 | $190.12F2 | −$171,108 | 918,168 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −1,700 | $191.07F3 | −$324,819 | 916,468 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −4,017 | $192.20F4 | −$772,067.4 | 912,451 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −3,027 | $193.27F5 | −$585,028.29 | 909,424 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −2,756 | $194.13F6 | −$535,022.28 | 906,668 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −2,000 | $195.12F7 | −$390,240 | 904,668 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −500 | $196.33F8 | −$98,165 | 904,168 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −100 | $196.97F9 | −$19,697 | 904,068 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,208 | $0.00 | $0 | 79,365 | Direct | |
| Jul 6, 2021 | Class A Common Stock | MOption exerciseDisposed | −9,792 | $0.00 | $0 | 77,713 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $190.65 to $191.54. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $191.66 to $192.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $192.67 to $193.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $193.67 to $194.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $194.68 to $195.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $195.92 to $196.78. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $196.94 to $196.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.