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Nea Partners 10 L P's Form 4 filing

CVRx, Inc. (CVRX) · filed Jul 7, 2021

Accession no.
0001209191-21-045827
Filed
Jul 7, 2021, 4:47 PM ET
Trade date
Jul 2, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions and 12 derivative transactions. Open-market purchases total $4.50M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nea Partners 10 L PCIK 000123604910% Owner
Sandell Scott DCIK 000123728910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 2, 2021Common StockCConversionAcquired+58,175––58,175Indirect
Jul 2, 2021Common StockCConversionAcquired+57,241––115,416Indirect
Jul 2, 2021Common StockCConversionAcquired+71,077––186,493Indirect
Jul 2, 2021Common StockCConversionAcquired+80,178––266,671Indirect
Jul 2, 2021Common StockCConversionAcquired+83,396––350,067Indirect
Jul 2, 2021Common StockCConversionAcquired+253,605––603,672Indirect
Jul 2, 2021Common StockCConversionAcquired+1,196,911––1,800,583Indirect
Jul 2, 2021Common StockPPurchaseAcquired+225,500$18.00+$4,059,0002,026,083Indirect
Jul 2, 2021Common StockCConversionAcquired+14,933––16,317Indirect
Jul 2, 2021Common StockCConversionAcquired+9,333––25,650Indirect
Jul 2, 2021Common StockCConversionAcquired+10,371––36,021Indirect
Jul 2, 2021Common StockCConversionAcquired+19,666––55,687Indirect
Jul 2, 2021Common StockCConversionAcquired+92,951––148,638Indirect
Jul 2, 2021Common StockPPurchaseAcquired+24,750$18.00+$445,500173,388Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 2, 2021Common StockCConversionDisposed−58,175$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−57,241$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−71,077$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−80,178$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−83,396$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−253,605$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−1,196,911$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−14,933$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−9,333$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−10,371$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−19,666$0.00$00Indirect
Jul 2, 2021Common StockCConversionDisposed−92,951$0.00$00Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)