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Barrett J Tutt's Form 4 filing

Auburn National Bancorporation, Inc (AUBN) · filed Jul 7, 2021

Accession no.
0001209191-21-045759
Filed
Jul 7, 2021
Trade date
Jul 7, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $1.57K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barrett J TuttCIK 0001457242Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 7, 2021common stockPPurchaseAcquired+27$35.64+$962.287,296Direct
Jul 7, 2021common stockPPurchaseAcquired+17$35.55+$604.357,313Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

2nd qtr '21 drip/ocp

Read the full filing on SEC EDGAR (opens in a new tab)