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Crystal Adam's Form 4 filing

C4 Therapeutics, Inc. (CCCC) · filed Jul 6, 2021

Accession no.
0001209191-21-045691
Filed
Jul 6, 2021
Trade date
Jul 1, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $569.7K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crystal AdamCIK 0001825445Officer (Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseAcquired+15,000$6.50+$97,50015,000Direct
Jul 1, 2021Common StockSSaleDisposed−13,300$37.93−$504,4691,700Direct
Jul 1, 2021Common StockSSaleDisposed−1,700$38.38−$65,2460Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseDisposed−15,000$0.00$0142,292Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)