Silber Allan C's Form 4 filing
Heritage Global Inc. (HGBL) · filed Jul 2, 2021
- Accession no.
- 0001209191-21-044847
- Filed
- Jul 2, 2021
- Trade date
- Jun 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.73K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Silber Allan CCIK 0001009161 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | SSaleDisposed | −19 | $2.54 | −$48.26 | 3,562,588 | Indirect | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −200 | $2.54 | −$508 | 3,562,388 | Indirect | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −100 | $2.54 | −$254 | 3,562,288 | Indirect | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −11 | $2.53 | −$27.83 | 3,562,277 | Indirect | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −100 | $2.53 | −$253 | 3,562,177 | Indirect | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −251 | $2.53 | −$635.03 | 3,561,926 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.