Skip to main content

McNeill Brian W's Form 4/A amendment

Amended

Urban One, Inc. (UONE) · filed Feb 17, 2023

Accession no.
0001208931-23-000001
Filed
Feb 17, 2023
Trade date
Nov 28-29, 2022
Filing delay
81 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Nov 30, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $72.9K. It was filed 81 days after the trade.

This amendment replaces 0001208931-22-000004 (filed Nov 30, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McNeill Brian WCIK 0001208931Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 28, 2022Class D Common StockSSaleDisposed−4,371$4.32F1−$18,882.72273,871Direct
Nov 29, 2022Class D Common StockSSaleDisposed−13,329$4.05F1−$53,982.45260,542Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price upon sale of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4/A.

Referenced by the price of 2 transactions in Table I.

F2

The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock: Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 260,542 shares of Class D Common Stock. This number does not include options as Mr. McNeill currently holds no options.

F3

The total reported in Column 5 was revised in this Form 4/A to correct transposed digits in the original Form 4 filing on 11/30/2022.

Read the full filing on SEC EDGAR (opens in a new tab)