Byrne Timothy W's Form 4 filing
United States Lime & Minerals Inc (USLM) · filed Aug 23, 2023
- Accession no.
- 0001204975-23-000017
- Filed
- Aug 23, 2023
- Trade date
- Aug 21-23, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Byrne Timothy WCIK 0001204973 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2023 | USLM Common Stock | GGiftDisposed | −250 | $201.06F1 | −$50,265 | 31,509 | Direct | |
| Aug 22, 2023 | USLM Common Stock | SSaleDisposed | −8 | $207.49 | −$1,659.92 | 31,501 | Direct | |
| Aug 22, 2023 | USLM Common Stock | SSaleDisposed | −211 | $204.05F2 | −$43,054.55 | 31,290 | Direct | |
| Aug 22, 2023 | USLM Common Stock | SSaleDisposed | −34 | $208.13F3 | −$7,076.42 | 31,256 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −1,056 | $214.01F4 | −$225,994.56 | 30,200 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −681 | $215.16 | −$146,523.96 | 29,519 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −1,272 | $214.93F6 | −$273,390.96 | 28,247 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −238 | $215.89F7 | −$51,381.82 | 28,009 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −112 | $216.09F8 | −$24,202.08 | 27,897 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −71 | $216.61F9 | −$15,379.31 | 27,826 | Direct | |
| Aug 23, 2023 | USLM Common Stock | SSaleDisposed | −1,317 | $215.08F10 | −$283,260.36 | 26,509 | Direct | |
| Aug 23, 2023 | USLM Common Stock | FTax withholdingDisposed | −3,974 | $215.10F11 | −$854,807.4 | 22,535 | Direct | |
| Aug 23, 2023 | USLM Common Stock | MOption exerciseAcquired | +7,500 | $114.00 | +$855,000 | 30,035 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2023 | USLM Common Stock | MOption exerciseDisposed | −2,500 | $114.00 | −$285,000 | 5,000 | Direct | |
| Aug 23, 2023 | USLM Common Stock | MOption exerciseDisposed | −2,500 | $114.00 | −$285,000 | 2,500 | Direct | |
| Aug 23, 2023 | USLM Common Stock | MOption exerciseDisposed | −2,500 | $114.00 | −$285,000 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Per share closing price for USLM on August 21, 2023.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pries ranging from $204.00 to $204.07, inclusive. The reporting person undertakes to provide United States Lime & Minerals, Inc., any security holder of United States Lime & Minerals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 6.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 208 to 208.51, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.75 to 214.35, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a Weighted average price. These shares were sold in multiple transactions at prices ranging from $214.79 to 215.50, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices ranging from $215.89 to $216.10, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.09 to 216.10, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.23 to $217.14, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.00 to $215.91, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
Per share closing price for USLM on August 23, 2023, the date options were exercised.
Referenced by the price of 1 transaction in Table I.