Himes Vaughn B's Form 4 filing
Seagen Inc. (SGEN) · filed Mar 3, 2023
- Accession no.
- 0001203311-23-000022
- Filed
- Mar 3, 2023
- Trade date
- Mar 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.87M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Himes Vaughn BCIK 0001361966 | Officer (Chief Technical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | MOption exerciseAcquired | +13,524 | $41.04 | +$555,024.96 | 80,781 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −13,524 | $177.07F3 | −$2,394,694.68 | 67,257 | Direct | |
| Mar 2, 2023 | Common Stock | MOption exerciseAcquired | +2,691 | $41.04 | +$110,438.64 | 69,948 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −2,691 | $177.92F4 | −$478,782.72 | 67,257 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | MOption exerciseDisposed | −13,524 | $0.00 | $0 | 18,906 | Direct | |
| Mar 2, 2023 | Common Stock | MOption exerciseDisposed | −2,691 | $0.00 | $0 | 16,215 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $176.58 to $177.54. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $177.60 to $178.28. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.