Liu Jean I's Form 4 filing
Seagen Inc. (SGEN) · filed Jan 6, 2023
- Accession no.
- 0001203311-23-000002
- Filed
- Jan 6, 2023
- Trade date
- Jan 4-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $675.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Liu Jean ICIK 0001241357 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock | MOption exerciseAcquired | +475 | $39.15 | +$18,596.25 | 86,166 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −475 | $135.00 | −$64,125 | 85,691 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseAcquired | +4,525 | $39.15 | +$177,153.75 | 90,216 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −4,525 | $135.00 | −$610,875 | 85,691 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Common Stock | MOption exerciseDisposed | −475 | $0.00 | $0 | 31,971 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseDisposed | −4,525 | $0.00 | $0 | 27,446 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.