Dansey Roger D's Form 4 filing
Seagen Inc. (SGEN) · filed Jun 30, 2022
- Accession no.
- 0001203311-22-000043
- Filed
- Jun 30, 2022
- Trade date
- Jun 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $6.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dansey Roger DCIK 0001741836 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2022 | Common Stock | MOption exerciseAcquired | +17,361 | $65.11 | +$1,130,374.71 | 94,336 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −17,361 | $180.00 | −$3,124,980 | 76,975 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseAcquired | +913 | $65.11 | +$59,445.43 | 77,888 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −913 | $180.00F3 | −$164,340 | 76,975 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseAcquired | +735 | $65.11 | +$47,855.85 | 77,710 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −735 | $180.00 | −$132,300 | 76,975 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseAcquired | +735 | $65.11 | +$47,855.85 | 77,710 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −735 | $180.00 | −$132,300 | 76,975 | Direct | |
| Jun 28, 2022 | Common Stock | SSaleDisposed | −14,891 | $180.00 | −$2,680,380 | 62,084 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2022 | Common Stock | MOption exerciseDisposed | −17,361 | $0.00 | $0 | 4,587 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseDisposed | −913 | $0.00 | $0 | 3,674 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseDisposed | −735 | $0.00 | $0 | 2,939 | Direct | |
| Jun 28, 2022 | Common Stock | MOption exerciseDisposed | −735 | $0.00 | $0 | 2,204 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $180.00 to $180.12 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.