Himes Vaughn B's Form 4 filing
Seagen Inc. (SGEN) · filed May 26, 2022
- Accession no.
- 0001203311-22-000039
- Filed
- May 26, 2022
- Trade date
- May 24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Himes Vaughn BCIK 0001361966 | Officer (Chief Technical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +8,295 | $26.10 | +$216,499.5 | 67,359 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −8,295 | $136.40F3 | −$1,131,438 | 59,064 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +1,298 | $26.10 | +$33,877.8 | 60,362 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −1,298 | $137.51F4 | −$178,487.98 | 59,064 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +1,273 | $26.10 | +$33,225.3 | 60,337 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −1,273 | $138.61F5 | −$176,450.53 | 59,064 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −8,295 | $0.00 | $0 | 2,571 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,298 | $0.00 | $0 | 1,273 | Direct | |
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −1,273 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $135.82 to $136.71. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $137.27 to $138.19. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $138.32 to $138.74. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.