Himes Vaughn B's Form 4 filing
Seagen Inc. (SGEN) · filed Mar 4, 2022
- Accession no.
- 0001203311-22-000016
- Filed
- Mar 4, 2022
- Trade date
- Mar 3, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.52M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Himes Vaughn BCIK 0001361966 | Officer (Chief Technical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +10,843 | $26.10 | +$283,002.3 | 70,343 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −10,843 | $126.98F3 | −$1,376,844.14 | 59,500 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +1,157 | $26.10 | +$30,197.7 | 60,657 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −1,157 | $127.67F4 | −$147,714.19 | 59,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −10,843 | $0.00 | $0 | 12,023 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −1,157 | $0.00 | $0 | 10,866 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $126.52 to $127.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $127.58 to $128.01. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.