Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Feb 9, 2022
- Accession no.
- 0001203311-22-000014
- Filed
- Feb 9, 2022
- Trade date
- Feb 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.39M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +100 | $26.10 | +$2,610 | 668,045 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −100 | $137.29 | −$13,729 | 667,945 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +3,574 | $26.10 | +$93,281.4 | 671,519 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −3,574 | $138.97F3 | −$496,678.78 | 667,945 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +8,985 | $26.10 | +$234,508.5 | 676,930 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −8,985 | $139.96F4 | −$1,257,540.6 | 667,945 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +4,084 | $26.10 | +$106,592.4 | 672,029 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −4,084 | $140.83F5 | −$575,149.72 | 667,945 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +300 | $26.10 | +$7,830 | 668,245 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −300 | $141.56F6 | −$42,468 | 667,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 119,201 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −3,574 | $0.00 | $0 | 115,627 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −8,985 | $0.00 | $0 | 106,642 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −4,084 | $0.00 | $0 | 102,558 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 102,258 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $138.36 to $139.35. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $139.36 to $140.35. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $140.36 to $141.32. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $141.40 to $141.78. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.