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Gryska David W's Form 4 filing

Seagen Inc. (SGEN) · filed Feb 9, 2022

Accession no.
0001203311-22-000013
Filed
Feb 9, 2022
Trade date
Feb 7, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $624.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gryska David WCIK 0001202335Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2022Common StockMOption exerciseAcquired+1,100$20.06+$22,06647,350Direct
Feb 7, 2022Common StockSSaleDisposed−1,100$137.45F3−$151,19546,250Direct
Feb 7, 2022Common StockMOption exerciseAcquired+1,029$20.06+$20,641.7447,279Direct
Feb 7, 2022Common StockSSaleDisposed−1,029$138.66F4−$142,681.1446,250Direct
Feb 7, 2022Common StockMOption exerciseAcquired+2,371$20.06+$47,562.2648,621Direct
Feb 7, 2022Common StockSSaleDisposed−2,371$139.42F5−$330,564.8246,250Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2022Common StockMOption exerciseDisposed−1,100$0.00$07,400Direct
Feb 7, 2022Common StockMOption exerciseDisposed−1,029$0.00$06,371Direct
Feb 7, 2022Common StockMOption exerciseDisposed−2,371$0.00$04,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Reflects sales of common stock executed in multiple transactions at prices ranging from $137.03 to $137.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

Referenced by the price of 1 transaction in Table I.

F4

Reflects sales of common stock executed in multiple transactions at prices ranging from $138.03 to $139.00. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

Referenced by the price of 1 transaction in Table I.

F5

Reflects sales of common stock executed in multiple transactions at prices ranging from $139.20 to $139.99. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)