Gryska David W's Form 4 filing
Seagen Inc. (SGEN) · filed Feb 1, 2022
- Accession no.
- 0001203311-22-000008
- Filed
- Feb 1, 2022
- Trade date
- Jan 28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $551.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gryska David WCIK 0001202335 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +850 | $20.06 | +$17,051 | 47,100 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −850 | $121.69F3 | −$103,436.5 | 46,250 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +2,553 | $20.06 | +$51,213.18 | 48,803 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −2,553 | $122.43F4 | −$312,563.79 | 46,250 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +883 | $20.06 | +$17,712.98 | 47,133 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −883 | $123.39F5 | −$108,953.37 | 46,250 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +214 | $20.06 | +$4,292.84 | 46,464 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −214 | $124.23F6 | −$26,585.22 | 46,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | MOption exerciseDisposed | −850 | $0.00 | $0 | 12,150 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseDisposed | −2,553 | $0.00 | $0 | 9,597 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseDisposed | −883 | $0.00 | $0 | 8,714 | Direct | |
| Jan 28, 2022 | Common Stock | MOption exerciseDisposed | −214 | $0.00 | $0 | 8,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $120.99 to $121.96. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $122.03 to $122.97. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $123.04 to $124.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $124.13 to $124.29. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.