Lisy Robert's Form 4 filing
International Money Express, Inc. (IMXI) · filed Dec 17, 2021
- Accession no.
- 0001200876-21-000019
- Filed
- Dec 17, 2021
- Trade date
- Dec 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $950.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lisy RobertCIK 0001743400 | Director, Officer (CEO, President & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +24,812 | $9.91 | +$245,886.92 | 89,530 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −24,812 | $16.12F3 | −$399,969.44 | 64,718 | Direct | |
| Dec 16, 2021 | Common Stock | MOption exerciseAcquired | +11,667 | $9.91 | +$115,619.97 | 76,385 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −11,667 | $15.99F4 | −$186,555.33 | 64,718 | Direct | |
| Dec 17, 2021 | Common Stock | MOption exerciseAcquired | +22,873 | $9.91 | +$226,671.43 | 87,591 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −22,873 | $15.92F5 | −$364,138.16 | 64,718 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −24,812 | $0.00 | $0 | 835,458 | Direct | |
| Dec 16, 2021 | Common Stock | MOption exerciseDisposed | −11,667 | $0.00 | $0 | 823,791 | Direct | |
| Dec 17, 2021 | Common Stock | MOption exerciseDisposed | −22,873 | $0.00 | $0 | 800,918 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $16.10 to $16.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $15.86 to $16.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $15.73 to $16.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.