Pham Trac's Form 4 filing
Synopsys Inc (SNPS) · filed May 27, 2022
- Accession no.
- 0001199719-22-000050
- Filed
- May 27, 2022
- Trade date
- May 25-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $22.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pham TracCIK 0001627340 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $89.76 | +$2,244,000 | 83,204 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −25,000 | $299.36F1 | −$7,484,000 | 58,204 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +4,529 | $234.17 | +$1,060,555.93 | 62,733 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −4,529 | $305.00 | −$1,381,345 | 58,204 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +24,643 | $135.88 | +$3,348,490.84 | 82,847 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −24,643 | $305.00 | −$7,516,115 | 58,204 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +19,900 | $89.76 | +$1,786,224 | 78,104 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −19,900 | $305.00 | −$6,069,500 | 58,204 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 30,262 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −19,900 | $0.00 | $0 | 10,362 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −24,643 | $0.00 | $0 | 19,168 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −4,529 | $0.00 | $0 | 9,965 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $298.34 to $301.56. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.